It Starts with You.

Our process begins with getting to know you and your goals. Tell us where you want to go, and we'll work with you to develop a plan that suits your needs. And as your life changes, we'll adjust your plan so it better aligns with your new path. 

Headwater is committed to assisting you in achieving your goals through the creation of globally diversified portfolios. We are dedicated to growing your wealth, ensuring a steady income during your retirement years, and granting you peace of mind by professionally managing your funds.

 

So what are the steps?

 

1. Initial Meeting

Our first meeting is to determine our compatibility. We can discuss how we can be of service and you can ask any questions you might have.

To make this first meeting fruitful, it is helpful for us to have a little bit of information. You can either bring them with you or you can upload them here: https://www.headwater-ic.com/sharefile

Things to bring to your first meeting (if you feel comfortable):

  • List of assets and liabilities
  • Rough budget estimates 
  • Statements of existing investment and retirement accounts 
  • Social security and pension payment estimates

 

2. Account Opening 

We manage all of our clients through Fidelity Investments' platform. To fill out the paperwork we need some personal information from you. You can either call our office or fill out the secure online form here: https://bit.ly/hwicinfo

As part of the process you might need to upload documents. You can do that here: https://www.headwater-ic.com/sharefile

Possible documents to upload:

  • Copies of recent statements for accounts you would like to transfer to Fidelity
  • Voided check for a bank account you want to link to your new account
  • Copies of trust documents

 

Non-Profit and Corporate Accounts

The process for opening accounts for organizations, companies, and corporations is slightly different. If you are opening an account for an organization please follow this link to fill out your information: https://bit.ly/hwicorg

As part of the process you might need to upload documents. You can do that here: https://www.headwater-ic.com/sharefile

Possible documents to upload:

  • Articles of incorporation
  • IRS or State tax-exempt status letter (non-profits only)
  • Copies of recent statements for accounts you would like to transfer to Fidelity
  • Voided check for a bank account you want to link to your new account